Insights
ACA Releases Enhanced Global Managed Services Solution Amidst Economic Maelstroms
ACA Group has announced its Managed Services as a comprehensive compliance offering to firms of all sizes around the world.
- Compliance
- Managed Services
- FCA
- SEC
- ACA News
Surviving the Macro-Economic Superstorm
Macroeconomic trends are coming together to create a “superstorm” making it difficult for the financial industry to find and retain talent, creating compliance risks for firms. What are the practical solutions to address these challenges?
- Managed Services
- Compliance
- ComplianceAlpha
- FCA
- SEC
Private Markets Quarterly Update: Q3 2022
Learn more about recent regulatory developments and industry insights in our Private Markets Quarterly Newsletter.
- Compliance
- SEC
- Private Fund
ACA Foreside Wins at 2022 ETF Express U.S. Services Awards
We are honored to win Best ETF Distributor, Best ETF Compliance Team for Mutual Fund to ETF conversions, and Best ETF Regulatory/Compliance Adviser at the ETF Express US Services Awards.
- ACA News
Hedge Fund Quarterly Update Q3 2022
We are pleased to provide this latest update to keep you apprised of regulatory developments in the private fund and liquid alternatives space.
- SEC
- Compliance
SEC Examination Trends Report
We share our observations concerning the SEC's Division of Examinations' public priorities and our insights and practical considerations from recent exams.
- Compliance
- SEC
Watch ACA's RegTech in Action Demo Series
Tune in to watch individual demos of our regulatory technology solutions in our RegTech in Action series.
- ComplianceAlpha
SEC Proposed Rule Includes New 48-Hour Cyber Incident Reporting Requirement
According to the SEC proposed Rule 206(4)-9, RIAs and private funds must now submit a confidential report to the SEC within 48 hours from when a “significant cyber incident” is discovered.
- Cybersecurity
- SEC
SEC Sends $1.1 Billion Warning to Financial Firms that Ignore Record-keeping Requirements
$1.1BN of fines were recently issued to sixteen high-profile financial services firms for communication failings, with more regulatory enforcement expected. Learn more about what this means for SEC-registered firms around the world.
- Compliance
- RegTech
- SEC
ACA Group Acquires Compliance Resource Partners
ACA Group is delighted to welcome the team at Compliance Resource Partners, Inc., who will strengthen ACA's suite of leading GRC professionals and diversified services.
- ACA News