FCA Regulatory Training

Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.

Upcoming Training Courses

Take the opportunity to book onto one of our virtual and interactive courses.

  • 6 February 2025
  • 24 April 2025
  • 11 June 2025
  • 8 October 2025

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  • 29 January 2025
  • 06 March 2025
  • 10 April 2025
  • 04 June 2025
  • 02 July 2025
  • 10 September 2025
  • 15 October 2025
  • 03 December 2025

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  • 11 February 2025
  • 12 March 2025
  • 05 June 2025
  • 03 July 2025
  • 17 September 2025
  • 05 November 2025

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  • 05 March 2025
  • 14 May 2025
  • 24 September 2025
  • 04 December 2025

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  • 19 March 2025
  • 12 June 2025
  • 25 September 2025
  • 10 December 2025

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  • 05 March 2025
  • 09 April 2025
  • 06 August 2025
  • 01 October 2025
  • 12 November 2025

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We offer a wide range of ACA financial compliance training courses to the UK and Europe, designed to help you understand the regulatory framework and apply compliance. Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions.

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Tailored In-House Training

Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements. 

Latest insights

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The SEC Targets Use of Predictive Data Analytics

Predictive data analytics can have a number of great uses in the financial industry. However, the SEC recently proposed rules to ensure advisers are not using it to harm investors.

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ACA Foreside Celebrates Double Victory at 2023 ETF Express US Awards

ACA Group (ACA) is honored to be recognized by the exchange-traded fund (ETF) industry for two awards during the 2023 ETF Express U.S. Awards.

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The CFTC Cracks Down on Recordkeeping Failures

The CFTC recently issued an order against an introducing broker and a futures commission merchant for violations of recordkeeping and supervision requirements. However, this is just one instance in the CFTC's crackdown.

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Are You FINRA Licensed?

Many asset managers come to us when they find out they can no longer rely on the issuer exemption and are faced with the dilemma of their staff promoting their funds. We break down the requirements to help you avoid this issue.

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U.S. Regulatory Update – October 2023

The SEC's rulemaking and enforcement activity continues unabated. This issue also covers FINRA's remote inspections request, and NASAA's Reg BI report.

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White Paper - Completing the Puzzle: A Global GIPS Compliant Firm Definition

The case for private markets to adopt the Global Investment Performance Standards (GIPS®).

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