FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
FCA Private Markets Valuation Review
The FCA recently conducted a review of private market valuation practices in response to concerns about rising interest rates and changes in market conditions for private assets.
- Compliance
- FCA
- Private Fund
The Treasury “Suspends” Enforcement of the Corporate Transparency Act for U.S. Companies
The Department of the Treasury announced that it had suspended enforcement of the Corporate Transparency Act with respect to U.S. companies and U.S. citizens.
- Compliance
- AML and Financial Crime
White Paper: The GRC Evolution
The GRC evolution: how outsourcing addresses talent, operational, and regulatory gaps
- Managed Services
- Compliance
FCA Dear CEO Letter: Asset Management and Alternatives Supervisory Strategy for 2025
In the letter, the FCA states it will be focusing on enabling growth and streamlining its regulatory and data frameworks.
- Compliance
- FCA
Tips for Preparing Your Form ADV 2025 Update
These tips are intended to help you ensure a smooth process to prepare your Form ADV update.
- Compliance
- SEC
White Paper: Building an Effective Compliance Program
Key considerations for compliance with the SEC and FCA.
- Compliance
- SEC
- FCA