FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ACA Group Launches New Solutions to Meet Full Scope of SEC’s Private Fund Adviser Rules
ACA released two new solutions aimed at helping private fund managers worldwide comply with the recently adopted SEC Private Fund Adviser Rules.
- ACA News
- Private Fund
- SEC
- Compliance
Strengthen Your AML Program
Firms need to be proactive in their approach to AML and sanctions compliance. Following this checklist can create a good foundation for an effective program.
- AML and Financial Crime
- RegTech
2024 SEC Examination Priorities: Remember the Essentials While Adapting to Change
The theme of this year's exam priorities is while compliance teams race to adapt to new and evolving regulatory requirements, they should not lose sight of compliance fundamentals.
- SEC
- Compliance
- Performance
- Cybersecurity
- ESG
The CFTC Proposes Changes to Regulation 4.7 (Registration Lite)
If passed, this rule proposal will bring significant changes to the most popular form of registration for commodity pool operators and commodity trading advisors.
- Compliance
Six Reasons Why Cybersecurity Portfolio Oversight Is Essential
Cybersecurity risks are ever present and pressure to secure investments is mounting. Firms need to build and operate a formal program of cybersecurity portfolio oversight and conduct ongoing assessments of their portfolio companies’ cyber posture over the entire investment lifecycle.
- Cybersecurity
- Cybersecurity Resources
FAQs: Top Questions Answered About the SEC's Private Fund Adviser Rules
Access a source for answers to common questions to help you better understand your obligations to meet the SEC's Private Fund Adviser Rules (IA-5955).
- Compliance
- Performance
- ComplianceAlpha
- Private Fund