FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
The Impact of Fee Compression on Risk Management
The bank and non-bank asset management industry is struggling with fee compression which has sparked a series of layoffs that you may have read about in recent news.
- Compliance
ACA Aponix Launches Microsoft Office 365 Security Assessment
ACA's new service reviews the security of firms' Office 365 environments.
- Cybersecurity
Reports of FCA Spot Checks on AML and Sanctions Controls: Separating Fact and Fiction
Press coverage this week picked up a story about the Financial Conduct Authority (“FCA
- AML and Financial Crime
Investment Firm Regulation Update: Agreement Reached on Next Steps for New Prudential Regime for Investment Firms
The new prudential framework has been developed by the European Commission (EC) and will soon come into force for MiFID investment firms. For some, this will be the first time any onerous capital, liquidity and reporting regime has applied to them. The ‘prudential holiday’ that many commodity trading firms have enjoyed will soon be coming to an end.
- Compliance
- FCA
ACA Technology Solutions Wins Awards from HFM Technology, Alt Credit Intelligence, and Fund Intelligence
ACA Technology is the recipient of several recent industry awards.
- RegTech
Senior Managers & Certification Regime: 6 major challenges for firms
As firms look to address the FCA’s Senior Managers and Certification Regime (“SM&CR”), ahead of the December 9 deadline, we observe six common themes and challenges emerging from their project implementation.
- Compliance