FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Cyber Alert: Critical Vulnerability Discovered in Internet Explorer
On April 10, researchers published information on a critical vulnerability in Microsoft’s Internet Explorer® (IE) browser.
- Cybersecurity
SEC Warns of Data Privacy Compliance Issues
On April 16, the SEC's OCIE issued a risk alert detailing compliance issues from recent examinations of investment advisers and broker-dealers pertaining to privacy regulations.
- Compliance
Highlights of Michael Held's Speech at the 1LoD Summit
Michael Held, Executive Vice President of the Legal Group at the Federal Reserve Bank of New York, spoke at the 1LoD Summit in New York on April 2, 2019.
- AML and Financial Crime
What Boards Need to Know About the SEC’s New Cybersecurity Request List
Cybersecurity oversight continues to challenge boards and now the SEC has updated their request list for cyber exams. This updated list combined with previously articulated SEC expectations, provides some directional help for boards as they navigate cybersecurity issues. In this blog, ACA's Jim Pappas shares what boards need to know.
- Compliance
Cyber Alert: Vulnerabilities Discovered in VPN Applications
On April 11, researchers from the Carnegie Mellon Software Institute announced security vulnerabilities in multiple virtual private network (VPN) applications.
- Cybersecurity
Nine Reasons Why AML Transaction Monitoring Analytics are Essential
When it comes to anti-money laundering (AML) transaction monitoring, financial services firms are under more pressure than ever to prove that the approach they are taking is working. Regulators want to see obvious evidence that firms are generating the right level of suspicious activity reports (SARs) for their size, geography, and business types, usually in the form of statistics and reporting.
- AML and Financial Crime