FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
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Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
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ACA Technology Solutions Celebrates 2018 RegTech Growth and Innovation
ACA is marking a successful year of regulatory technology (“RegTech”) product innovation, global team expansion, and client growth in 2018.
- RegTech
- ACA News
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ACA Aponix Launches CCPA Compliance Assistance Service
ACA Aponix is excited to offer a compliance assistance service for California Consumer Privacy Act (CCPA) requirements.
- Cybersecurity
- Privacy
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Case Study: ACA's M&A Diligence Services for a PE Firm Interested in Partnering with a Defense Services Contractor
This case study explains how a private equity firm utilized ACA's M&A diligence and advisory services to evaluate a potential partner’s IT systems, infrastructure, regulatory compliance, and resiliency.
- Cybersecurity
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New Year, New Risks - Support Solutions for CCOs in 2019
As the government shutdown continues and uncertainty abounds,
- Compliance
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ACA Aponix Named Due Diligence Firm of the Year by M&A Advisor’s 13th Annual Turnaround Awards
ACA Aponix has been named Due Diligence Firm of the Year for the second year running by the M&A Advisor’s 13th Annual Turnaround Awards. The awards recognize the leading transactions, firms, and individuals in the distressed investing and reorganization industry.
- Cybersecurity
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Potential Risks for Banks Using Third-Party Broker-Dealers
Third-party risk management is a key priority for banking regulators like the Office of the Comptroller of the Currency (“OCC”). Every one of the many thousands of service providers a bank may use exposes them to different levels of risk - some of which can be serious and costly. This is why banking regulators are requiring strong, risk-based due diligence and ongoing monitoring before and after a third party is hired. Roy Kim explains what you need to know.
- Compliance