2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference
Comprehensive Training Solutions
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Latest insights
CFTC Approves Registration Amendments
The CFTC approved some of the proposed amendments to CFTC Regulation 4.7.
Compliance Alert
- Compliance
FINRA’s Residential Supervisory Location Reporting Requirements
FINRA has established streamlined reporting requirements for RSLs through Form U4.
Compliance Alert
- Compliance
- FINRA
- Regulatory Deadlines
The DOL Retirement Security Rule Stalled
The DOL was stalled in its most recent attempt to re-define an investment advice fiduciary under ERISA.
Compliance Alert
- Compliance
How to Successfully Cover a Broker-Dealer
Helping asset managers select and work with an intermediary.
Article
- Compliance
SEC Private Fund Unit Veteran Michele Foldenauer Joins ACA Group to Co-Lead Tech-Enabled Mock Examination Team
ACA Group is excited to announce that Michele Foldenauer has joined ACA Group as a Managing Director and a leader of our tech-enabled Mock Examination Team.
News
- ACA News
- Compliance
- Private Fund
The SEC Unveils New N-PORT Reporting Amendments for Registered Investment Companies
Amendments to Form N-PORT will both increase the frequency of reporting and compress the reporting schedule for funds to report detailed information about their portfolio holdings.
Compliance Alert
- Compliance
- Regulatory Deadlines
News
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year