2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference
Comprehensive Training Solutions
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Latest insights
Building an Effective Compliance Program - Whitepaper
Key considerations for compliance with the SEC and FCA.
Article
- Compliance
- SEC
- FCA
2025 FINRA Annual Regulatory Compliance Oversight Report
Read the latest insights from the 2025 FINRA Annual Regulatory Oversight Report and how ACA Signature can guide your firm through the evolving landscape.
Compliance Alert
- Compliance
- FINRA
The SEC’s Valentine’s Day Gift to Asset Managers: An Extension of the Short Sale Reporting Deadline
Learn about the SEC's Valentine's Day gift to asset managers, an extension of the short sale reporting deadline, providing firms with more time for compliance.
Article
- SEC
- Compliance
- Regulatory Deadlines
Regulatory Considerations for Continuation Funds
Asset managers are turning to GP-led secondary transactions, or continuation funds, to navigate high interest rates and limited liquidity. This growing practice helps manage illiquid assets but has raised SEC concerns over conflicts of interest and investor risks.
Article
- Compliance
- SEC
Build and Maintain Operational Resilience with a Comprehensive Checklist
Operational resilience is crucial for financial services firms facing rising regulatory demands, cyber threats, and stakeholder expectations. Our checklist helps you strengthen key areas.
Article
- Compliance
Monitoring Employees’ Personal Trading - When Brokerage Statements Matter
The best way to track employees’ personal trading is by using RegTech that automatically monitors for parameters set up by the compliance team. However, this technology is not always available.
Article
- RegTech
- ComplianceAlpha
- Compliance
News
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year