ComplianceAlpha® 2021Q2 Demo
Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.
Webcast
RegTech Insights
Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.
Latest RegTech insights
2021 Regulatory Reminders and Upcoming Deadlines for European firms
A summary of key tasks for compliance teams with a European presence along with a summary of FCA’s priorities during 2021, our analysis of key regulatory developments, and an outline of longer-term trends.
Article
- Compliance
- Brexit
- Cybersecurity
- RegTech
- Mirabella
- ESG
Key Trends and Forces Shaping Risk and Compliance Management in 2021: Report
ACA's Carlo di Florio discusses the financial industry trends and broader forces impacting risk and compliance management in 2021.
Article
- Compliance
- RiskMutation
- RegTech
- Cybersecurity
2020 RegTech News, Insights, and ComplianceAlpha® Updates You May Have Missed
Firms are turning to technology at a record rate thanks in large part to the pandemic, and regulators worldwide continue to prioritize technology innovation and data. We've curated a roundup of notable alerts and insights from ACA's experts as well as ComplianceAlpha enhancements to help you catch up and prepare for a successful 2021.
ComplianceAlpha Update
- RegTech
- RiskMutation
Introducing Enhanced Analytics and Surveillance Capabilities in ComplianceAlpha 2.5
ComplianceAlpha 2.5 includes new features designed to provide firms globally with deeper insights into potential risk and opportunity across the enterprise.
ComplianceAlpha Update
- RegTech
RiskMutation™ Strategic Roadmap: Integrating RegTech
RegTech can help firms navigate the future of risk and compliance in the age of RiskMutation™ by transforming risk and compliance functions while delivering cost savings. Get our RegTech strategic roadmap here.
Article
- RegTech
- RiskMutation
RegTech Quarterly Update: Q3 2020
Quarterly recap of regulatory news and ACA insights related to RegTech from this past quarter, as well as what's new and coming soon to ComplianceAlpha.
ComplianceAlpha Update
- RegTech
RegTech in Action
Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions.
On demand RegTech webcasts
Leveraging New Technology for Side Letter and Legal Document Management
Join us for a live webcast as we discuss the intricacies and challenges for financial firms associated with the volume and complexity of side letter and legal document management and demonstrate how ACA's new technology solution can help.
Webcast
Regulatory Spotlight: The Heightened Focus on Insider Trading and Market Abuse Due to COVID-19
Join ACA as we discuss the current regulatory climate and what firms need to know to protect their business.
Webcast