RegTech Insights

Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.

Latest RegTech insights

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The Year in Regulatory Technology for Financial Services Firms

Recap of our 2019 product updates, insights, alerts, webcasts, and other resources for CCOs, COOs, legal personnel, and compliance and risk teams to review and utilize to close 2019 strong and lay the foundation for a successful 2020.

Article
  • RegTech
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Regulators Remind Financial Services Firms of the Importance of Technology in Detecting Financial Crime

In recent weeks regulators across the globe have issued communications regarding their ongoing commitment to detecting and punishing insider trading, market abuse, and other misconduct by investment management firms. The common thread? Technology.

Compliance Alert
  • RegTech
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Are You Ready for 2020? Peer Benchmarking Your Firm's RegTech Program

As you prepare to close 2019 strong and get ready for 2020, budgeting for RegTech as an efficient and cost-effective way to drive efficiencies and build a strong compliance program should be top of mind. Download our infographic to see how your peers are implementing - and budgeting for - RegTech.

Article
  • RegTech
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ACA Compliance Group Enhances Automated Trade Blotter Review Tool to Align with the SEC’s Latest Trading Data Request Template

ACA's automated trade blotter review tool includes a trading file request template that aligns with the SEC's latest data request template to help registered investment advisers more thoroughly, proactively, and efficiently prepare for a potential SEC examination.

Press Release
  • RegTech
  • Trade Surveillance
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How RegTech Can Transform Your Business

ACA's Patrick Conroy recently shared his insights on the benefits of regulatory technology (RegTech) with FT Adviser.

Article
  • RegTech
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ACA Compliance Group Launches Next-Generation RegTech Platform ComplianceAlpha

ComplianceAlpha helps global financial services firms to strengthen and streamline their risk and compliance program across the enterprise from a single location.

Press Release
  • RegTech
  • ComplianceAlpha
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RegTech in Action


Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions. 

 

On demand RegTech webcasts

ComplianceAlpha® 2021Q2 Demo

Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.

Webcast