RegTech Insights

Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.

Latest RegTech insights

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2020 RegTech News, Insights, and ComplianceAlpha® Updates You May Have Missed

Firms are turning to technology at a record rate thanks in large part to the pandemic, and regulators worldwide continue to prioritize technology innovation and data. We've curated a roundup of notable alerts and insights from ACA's experts as well as ComplianceAlpha enhancements to help you catch up and prepare for a successful 2021.

ComplianceAlpha Update
  • RegTech
  • RiskMutation
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Introducing Enhanced Analytics and Surveillance Capabilities in ComplianceAlpha 2.5

ComplianceAlpha 2.5 includes new features designed to provide firms globally with deeper insights into potential risk and opportunity across the enterprise.

ComplianceAlpha Update
  • RegTech
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RiskMutation™ Strategic Roadmap: Integrating RegTech

RegTech can help firms navigate the future of risk and compliance in the age of RiskMutation™ by transforming risk and compliance functions while delivering cost savings. Get our RegTech strategic roadmap here.

Article
  • RegTech
  • RiskMutation
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RegTech Quarterly Update: Q3 2020

Quarterly recap of regulatory news and ACA insights related to RegTech from this past quarter, as well as what's new and coming soon to ComplianceAlpha.

ComplianceAlpha Update
  • RegTech
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Revisiting Best Practices for Trade and Market Abuse Surveillance (Downloadable Checklist)

We examine recent regulatory events around trade surveillance and market abuse and provide best practices that can be applied to your firm’s surveillance program.

Article
  • RegTech
  • COVID-19
  • Trade Surveillance
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Increase Employee Compliance with ACA's Political Contributions Monitoring in ComplianceAlpha

This new feature is designed to provide an efficient and cost-effective solution for identifying and investigating potential conflicts of interest while meeting your firm's regulatory obligations under relevant pay-to-play regulations.

ComplianceAlpha Update
  • RegTech
  • RiskMutation
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RegTech in Action


Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions. 

 

On demand RegTech webcasts

ComplianceAlpha® 2021Q2 Demo

Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.

Webcast