Meeting the PRI’s New Reporting Expectations
Join us for an overview of the PRI's 2023 reporting framework, as well as expert guidance to meet the PRI's new expectations.
Webcast
Compliance Insights and Alerts
Compliance teams are constantly challenged to keep pace with ever-evolving regulatory change while navigating the pressures of geopolitical threats, economic crises, and third-party risks. Uncertain times require a nimble approach to achieve compliance and address business priorities in new ways to enable innovation and growth while minimizing risk.
As the global regulation continues to change, it's key that you keep up to speed with latest developments. Here we capture the latest compliance trends, industry insights, risk alerts, and events.
Latest insights and alerts
Why Building and Maintaining Robust Compliance Programs Has Become Increasingly Important for ERAs
As fiduciaries become increasingly subject to SEC inspection, ERAs should consider adopting compliance policies and procedures relevant to their operations to mitigate regulatory risks.
Article
- Compliance
- SEC
Updated FAQ About the SEC Marketing Rule Performance Requirements
The SEC released an updated FAQ on January 11, 2023 clarifying requirements around gross and net performance obligations for one investment or a group of investments (i.e., extracted performance).
Compliance Alert
- Compliance
- Performance
- SEC Marketing Rule
- SEC
Q1 2023 Regulatory Reporting Deadlines
Investment advisers must meet various regulatory filings requirements throughout the year. These are the regulatory filing submission deadlines occurring from January through March 2023.
Article
- Regulatory Deadlines
- Compliance
Case Study: Helping a Leading Hedge Fund Address Transaction Reporting Errors
How ACA’s Regulatory Reporting Monitoring & Assurance (ARRMA) helped one of Europe’s leading alternative asset management firms fund identify, resolve, remediate, and prevent future MiFIR transaction reporting errors.
Case Study
- Trade & Transaction
- Compliance
ACA's Top White Papers of 2022
We wanted to take a moment to look back at our most popular white papers of 2022 and the advice they provide for financial firms.
Article
- Compliance
- Cybersecurity
- Managed Services
- ESG
- RegTech
- ComplianceAlpha
- Performance
ACA's Top Webcasts of 2022
Our most popular webcasts of 2022 discuss the regulatory change that occurred throughout the year and how firms can adjust to new requirements.
Article
- Compliance
- ComplianceAlpha
- Cybersecurity
- ESG
- Performance
Events
Building a Programmatic Approach to Cyber Portfolio Oversight
Join us for a discussion about cybersecurity portfolio oversight and the value-add it brings to sponsors.
Webcast