2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference
Compliance Insights and Alerts
Compliance teams are constantly challenged to keep pace with ever-evolving regulatory compliance news and change while navigating the pressures of geopolitical threats, economic crises, and third-party risks. Uncertain times require a nimble approach to achieve compliance and address business priorities in new ways to enable innovation and growth while minimizing risk.
As the global regulation continues to change, it's key that you keep up to speed with latest developments. Here we capture the latest regulatory compliance trends, industry insights, risk alerts, and events.
Latest insights and alerts
Tips for Preparing Your SEC Form ADV 2025 Update
Learn valuable tips for updating your SEC Form ADV to ensure a smooth process. Reach out to find out how we can transform your firm’s compliance program.
Article
- Compliance
- SEC
Building an Effective Compliance Program - Whitepaper
Key considerations for compliance with the SEC and FCA.
Article
- Compliance
- SEC
- FCA
2025 FINRA Annual Regulatory Compliance Oversight Report
Read the latest insights from the 2025 FINRA Annual Regulatory Oversight Report and how ACA Signature can guide your firm through the evolving landscape.
Compliance Alert
- Compliance
- FINRA
The SEC’s Valentine’s Day Gift to Asset Managers: An Extension of the Short Sale Reporting Deadline
Learn about the SEC's Valentine's Day gift to asset managers, an extension of the short sale reporting deadline, providing firms with more time for compliance.
Article
- SEC
- Compliance
- Regulatory Deadlines
Regulatory Considerations for Continuation Funds
Asset managers are turning to GP-led secondary transactions, or continuation funds, to navigate high interest rates and limited liquidity. This growing practice helps manage illiquid assets but has raised SEC concerns over conflicts of interest and investor risks.
Article
- Compliance
- SEC
Build and Maintain Operational Resilience with a Comprehensive Checklist
Operational resilience is crucial for financial services firms facing rising regulatory demands, cyber threats, and stakeholder expectations. Our checklist helps you strengthen key areas.
Article
- Compliance