2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference
Compliance Insights and Alerts
Compliance teams are constantly challenged to keep pace with ever-evolving regulatory compliance news and change while navigating the pressures of geopolitical threats, economic crises, and third-party risks. Uncertain times require a nimble approach to achieve compliance and address business priorities in new ways to enable innovation and growth while minimizing risk.
As the global regulation continues to change, it's key that you keep up to speed with latest developments. Here we capture the latest regulatory compliance trends, industry insights, risk alerts, and events.
Latest insights and alerts
SEC Marketing Rule FAQs for Gross and Net Performance of Extracted Performance
The FAQ clarifies how to show gross and net performance of extracted performance and performance characteristics.
Compliance Alert
- Performance
- Compliance
- SEC Marketing Rule
- SEC
The Importance of a Robust Compliance Program
A robust compliance program’s backbone is a thorough understanding of the business and the ability to anticipate changes.
Article
- Compliance
- SEC
- FCA
FCA Private Markets Valuation Review
The FCA recently conducted a review of private market valuation practices in response to concerns about rising interest rates and changes in market conditions for private assets.
Compliance Alert
- Compliance
- FCA
- Private Fund
The Treasury “Suspends” Enforcement of the Corporate Transparency Act for U.S. Companies
The Department of the Treasury announced that it had suspended enforcement of the Corporate Transparency Act with respect to U.S. companies and U.S. citizens.
Compliance Alert
- Compliance
- AML and Financial Crime
White Paper: The GRC Evolution
The GRC evolution: how outsourcing addresses talent, operational, and regulatory gaps
Article
- Managed Services
- Compliance
FCA Dear CEO Letter: Asset Management and Alternatives Supervisory Priorities and Strategy for 2025
The FCA published its Dear CEO letter outlining its supervisory priorities for asset management and alternatives in 2025. Read more about it here.
Compliance Alert
- Compliance
- FCA