FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
SEC Spotlights Testimonials, Endorsements, and Third-Party Ratings in Latest Exam Risk Alert
The SEC is examining investment advisers' compliance with the Advisers Act Marketing Rule. Advisers should be prepared for comprehensive examinations of their marketing practices.
- Compliance
- SEC
- SEC Marketing Rule
Fortinet releases security advisory for critical heap-based overflow vulnerability
Fortinet's June 12th advisory warns of a critical vulnerability (CVE-2023-27997) rated 9.8/10 by NIST. FortiOS and FortiProxy SSL-VPN users are at risk of system access by hackers.
- Cybersecurity
Celebrating Jennifer Coombs: InvestmentNews 40 Under 40 Honoree for 2023
Jennifer Coombs, Director of Client Success at ACA, was recognized on InvestmentNews 40 Under 40 list. Her pioneering work in sustainable investing and chartered SRI counselor program showcases commitment to positive change in finance.
- ACA News
- ESG
Myths About Cybersecurity Portfolio Oversight: Myth #1
Cyber threats are on the rise, making robust cybersecurity oversight essential for protecting investments. We debunk a common myth about portfolio oversight.
- Cybersecurity Resources
- Cybersecurity
- Portfolio Company Risk Management
Rest, Recharge, and Renew Week 2023: A Time to Reconnect with What Matters
ACA will be closed Monday, July 3, through Friday, July 7, 2023 for Rest, Recharge, and Renew week ("RRR week"), in an effort to show our appreciation for our employees' hard work. We encourage our staff to use this time to invest in their well-being.
- ACA News
Critical MOVEit Transfer Vulnerability Updates
Progress Software discovered a critical SQL injection vulnerability (CVE-2023-34362) on May 31st in the MOVEit Transfer software which allowed unauthorized access to the Transfer environment and escalated privileges.
- Cybersecurity