FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Navigating the Future of Data Governance: Insights from ACA on Nasdaq TradeTalks
Carlo di Florio, Global Advisory Leader at ACA Group, recently joined a panel for Nasdaq TradeTalks to share his expertise on the critical role of data governance in the financial services industry.
- Artificial Intelligence (AI)
- Compliance
- Cybersecurity
OpenSSH Vulnerability Requires Immediate Action
A critical vulnerability has been discovered in OpenSSH, a widely used suite of secure networking utilities that provide encrypted communications over an unsecured network.
- Cybersecurity
Common AML Schemes: Cybersecurity Tactics
Cybercriminals often use a variety of online platforms and technologies to facilitate the laundering of illicit funds.
- AML and Financial Crime
The History of ETFs in the U.S.
From the launch of the first ETF in 1993, the market has continued to evolve in size and scope.
- Distribution
FINRA Alert Regarding Form BR for Residential Supervisory Locations
FINRA issued an alert to member firms advising them not to close or withdraw Form BRs for Residential Supervisory Locations
- Compliance
- FINRA
A Labour Government’s Regulation of the UK Asset Management Sector: Evolution, Not Revolution
The Labour Party vows to support innovation and growth for the asset management sector, but will they be able to deliver?
- FCA