FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Tax Risks of an ETF
As a general rule, ETFs are tax efficient, but there are exceptions and therefore investors need to understand how taxes apply to the different types of ETFs.
- Distribution
- Mutual Fund
ACA Group Expands U.S. Compliance Team with Former SEC and FINRA Regulators, In-House CCOs, Seasoned Regulatory Consultants, and Attorneys
We are committed to meeting the needs of our clients. This year, we have made several notable additions to the team to help us to continue to operate at the forefront of the compliance industry. Learn more about our team.
- ACA News
- Compliance
ServiceNow Vulnerability Requires Immediate Attention
Recently discovered vulnerabilities in ServiceNow, a widely used IT service management platform, have exposed organizations to significant risk.
- Cybersecurity
Common AML Schemes: Elder Financial Exploitation
Elder financial exploitation and anti-money laundering both involve the misuse of financial resources for criminal or illicit purposes.
- AML and Financial Crime
What to Know About Intermediary Channels for Mutual Fund Distribution
This article will discuss the advantages and disadvantages of using an intermediary channel when distributing a mutual fund.
- Distribution
ACA Group Acquires Encore Compliance Adding AI Technology to Enhance Managed Services Capabilities
ACA Group Acquires Encore Compliance to Enhance Managed Services Capabilities with AI Technology. Acquisition enhances ACA’s technology solutions to support day-to-day compliance requirements and reduce risk
- ACA News
- Managed Services
- Compliance
- Artificial Intelligence (AI)