2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference
Comprehensive Training Solutions
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Latest insights
SEC Division of Examinations 2022 Examination Priorities
On March 30, 2022, the U.S. Securities and Exchange Commission’s Division of Examinations released its FY2022 Examination Priorities. Read our insights.
Compliance Alert
- Compliance
Potential Ramifications of the SEC’s Novel Shadow Trading Theory
This application of the “misappropriation theory” of insider trading is a reminder to assess whether MNPI is material to the value of shares of public companies.
Article
- Compliance
Protecting Seniors and Vulnerable Adults Against Financial Exploitation
Elderly populations are vulnerable to scammers in various ways, and lawmakers are aggressively pursuing methods to protect senior investors from fraud.
Article
- Compliance
Finding Stability in an Unpredictable World: Watch On-Demand
What are the financial services trends set to shape the financial services world over the next two years? Tune in to our on-demand Regulatory Horizon 2022 conference session to learn more. Topics include Equivalence or divergence, the future for MiFID II and AIFMD, what's next for SEC exams and enforcements and the new world of work: managing people, processes and technology in a disruptive time.
Article
- Compliance
- FCA
- SEC
- Brexit
Keynote Panel Announced for ACA's 2022 Annual Conference
Join us for a virtual conference for firms with a U.S. presence. We’ll explore hot topics in compliance, performance, cyber, ESG, and RegTech.
News
- Compliance
- RegTech
- ESG
- Cybersecurity
FINRA Rule 4111 – Knock-Out Blow from FINRA?
Under new Rule 4111, FINRA will evaluate its members to determine which broker-dealers will be categorized as “Restricted Firms.”
Article
- Compliance
News
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year