2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference
Comprehensive Training Solutions
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Latest insights
Regulatory Horizon 2022 | Prepare for the Challenges of Tomorrow
Financial services firms face a bumpy ride in 2022, as the tectonic plates of regulatory change shift again within a rapidly evolving operating environment. Download our complimentary whitepaper to identify your GRC gaps before the regulator does.
Article
- Compliance
- ESG
- AML and Financial Crime
- ComplianceAlpha
- eComms Surveillance
- FCA
- Managed Services
- Mirabella
- Privacy
- Cybersecurity
Custody Rule SEC Exams and Enforcement Actions
We have seen an intensified focus on the Custody Rule for private markets fund managers, both from an examination and enforcement perspective.
Article
- Compliance
What’s in a Name?
In May 2022, the SEC announced proposed amendments to Rule 35d-1, which requires that if a fund’s name suggests a focus in a particular type of investments, they must invest at least 80% of the value of its assets in those types of investments.
Article
- Compliance
FCA Market Watch 69: Focus on Market Conduct and Transaction Reporting
The regulator discusses firms’ arrangements for market abuse surveillance - drawing on their observations from engaging with small and medium-sized firms.
Compliance Alert
- Compliance
- RegTech
- FCA
- Trade & Transaction
- Trade Surveillance
- ComplianceAlpha
Reviewing the Form ADV
Advisors must stay on top of changes in their firm, as well as regulatory updates, that could impact any part of their Form ADV.
Article
- SEC
- Compliance
SEC Proposes Rule Amendments Regarding SPACs, Shell Companies, and Projections
The SEC issued a rule proposal to improve investor protections in connection with both initial public offerings made by SPACs, and de-spac transactions.
Compliance Alert
- Compliance
News
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year