FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Conference Recap: American Bar Association Cybersecurity and Data Privacy
Buyers across industries are facing significant changes to their cyber insurance policies due to these hardening market trends.
- Cybersecurity
- Cybersecurity Resources
Federal Cybersecurity Changes Continue
On March 9, 2022, the SEC voted 3-1 in favor of proposed amendments that enhance and standardize registrants’ disclosures concerning cyber risk management, strategy, governance, and incident reporting.
- Cybersecurity
- Cybersecurity Resources
Insider Trading: Recent SEC Charges Present Cautionary Lessons
Many private markets fund managers don’t think they need insider trading prevention controls but, investment in privately-held companies can have risk exposure.
- Compliance
Cybersecurity And The Workplace: Part 1
This first post in the series, Cybersecurity in the Workplace series aims to breakdown the implications of current trends in the workplace beginning with the threat posed by employee burnout.
- Cybersecurity
- Cybersecurity Resources
California Senate Passes Greenhouse Gas Emissions Reporting Requirements
The California State Senate passed SB-260, which would require all companies with over $1 billion in revenue that operate or do business within California to begin reporting on their greenhouse gas emissions.
- ESG
Preparing to Comply with the SEC’s New Marketing Rule
The SEC's New Marketing Rule compliance deadline is November 4, 2022 - closer than you think. In this article, we outline our implementation action plan.
- Compliance
- Performance