FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Choosing Your Path to Launch Your Firm into a New Region
While different financial markets offer significant opportunities, there are a number of things to consider before launching in a new jurisdiction.
- Compliance
- FCA
- SEC
Telecommunications Systems Under Attack: Securing Against State-Sponsored Cyber Threats
CISA recently released a report highlighting the growing risks posed by bad actors linked to China. Firms should secure their infrastructure against this growing threat.
- Cybersecurity
ACA Group Revolutionizes ESG Data Management with Enhanced ACA Vantage for ESG Platform
ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.
- ESG
- ACA News
SEC Rule 13f-2: Are you ready for the January 2, 2025 filing deadline?
Prepare for the 2025 SEC Rule 13F-2 deadline by understanding enhanced short sale requirements. We provide expert support for accurate submissions.
- Compliance
- Regulatory Deadlines
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
- Cybersecurity
- RegTech
- ACA News
Best Practices for Capturing Employee Personal Trading Activity for SEC-Regulated Firms
In today's complex financial landscape, SEC-regulated firms face increased scrutiny around the monitoring and reporting of employees' personal trading activities.
- RegTech
- ComplianceAlpha
- Compliance