FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ESG Issue Brief: Sustainable Resource Use
There are both financial and ethical considerations when making investments that support sustainable resource use. We discuss how both can help inform a holistic investment strategy.
- ESG
Q&A For Common Marketing Rule Performance Calculation Questions
We’ve put together responses for some of the most common questions we get asked to help your firm meet the requirements of the Marketing Rule.
- SEC Marketing Rule
- Performance
U.S. Regulatory Update – February 2023 Edition
This month we share updates about the SEC’s amendments to Rule 10b5-1 related to corporate issuer insider trading programs, the several new state privacy law taking effect this year, and more.
- SEC
- Compliance
ESG Issue Brief: Climate Action
We discuss the emotional and financial considerations for understanding how companies and funds impact climate action.
- ESG
The Importance of Insider Trading Controls for Private Markets
The risk of involvement in insider trading has intensified for private markets fund managers, who often underestimate their exposure to insider information.
- Managed Services
- Compliance
- RegTech
- ComplianceAlpha
- eComms Surveillance
- Trade Surveillance
ACA Group Taps Global Talent with New Office in Pune, India
On February 13th, ACA's new office in Pune, India will open adding to ACA’s “follow the sun service,” which will support clients around the clock and improve project turnaround times.
- ACA News