FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Common AML Schemes: Account Takeover
ATO schemes can be used to facilitate money laundering when attackers use stolen login credentials to transfer funds or make purchases without the account owner's knowledge or consent.
- AML and Financial Crime
2024 Investment Management Compliance Testing Survey Now Open
This survey, now in its 19th year, gathers anonymous information from U.S. investment advisers of all types and sizes for the purpose of reporting on industry trends.
- Compliance
Highlights From the 2024 ACA Conference
As the curtains close on the 2024 ACA Conference, the echoes of transformative dialogue and insightful revelations resonate, shaping the trajectory of GRC in financial services.
- Compliance
- RegTech
- Cybersecurity
- ESG
- Performance
- Managed Services
- SEC
Critical Vulnerability Detected in Palo Alto Networks' GlobalProtect Gateways
A popular firewall used in the financial industry is under attack due to a critital zero-day vulnerability. Firms that use Palo Alto Networks' firewall need to update their software to protect their systems.
- Cybersecurity
FCA Interim Update - Asset Management & Alternatives Supervisory Strategy
The FCA recently released a Dear CEO letter interim update to reinforce their continued focus on protecting investors and customers from poor outcomes and upholding market integrity.
- Compliance
- FCA
- ESG
The FCA’s 2024/25 Business Plan: Maintaining Focus and Resiliency Amid Ongoing Economic and Geopolitical Uncertainty
The FCA unveiled its Business Plan for 2024/25 providing a roadmap for its actions in support of its strategic objectives for the upcoming fiscal year.
- Compliance
- ESG
- FCA
- Trade Surveillance