FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Survey Confirms Increase in GIPS Compliance, Verification; Consultant, Investor Demand a Key Driver
A just-released survey of institutional asset managers, consultants and investors confirms compliance with the Global Investment Performance Standards (GIPS®) is on the rise, with 84% of asset managers responding saying their firms are GIPS compliant.
- Performance
- GIPS Standards
The Value of GIPS Compliance: 2018 Manager and Consultant Survey
As the GIPS standards gain more acceptance and international adoption, and with CFA Institute’s expected release of the 2020 GIPS standards for public comment, there are persistent questions about the current state of GIPS compliance.
- Performance
ACA Aponix Expands Team of Cybersecurity and Risk Professionals
ACA has expanded its team of cybersecurity and risk professionals with new employees who have extensive experience in various industries including financial services and banking, healthcare, manufacturing, real estate, and higher education.
- Cybersecurity
- ACA News
Key Considerations for Building a Strong Cyber Compliance Program
ACA Aponix Partner Mike Pappacena provides the key elements to building a strong cybersecurity program that not only protects your business and data, but also keeps regulators away.
- Cybersecurity
Recent Developments in the SEC’s Requests Related to MNPI Testing
The U.S. Securities and Exchange Commission ("SEC") continues to invest in developing and improving its technology and data analytics capabilities.
- RegTech
The CFTC Expands Its Regulatory Approach to Cryptocurrencies
The U.S. Commodity Futures Trading Commission (CFTC) has taken several actions to flesh out its regulatory approach to cryptocurrency transactions that are classified as commodities. There’s no doubt that US regulators will continue to publish new materials on cryptocurrencies as the year progresses. How should firms that wish to engage in cryptocurrencies prepare?
- Compliance