FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Coming Soon: ComplianceAlpha 2.0 and Our New Employee Compliance Solution!
We’re putting the finishing touches on ComplianceAlpha 2.0, our next-generation compliance and risk management platform. We can’t wait to share what we’ve built to help your firm bring its compliance program to the next level.
- RegTech
Marketing To Multi-Family And Single Family Offices
Are you marketing to the Multi-Family Office (“MFO”) or Single Family Office (“SFO”) space? We share some considerations to keep in mind as you focus your distribution strategy on this target market.
- Distribution
What You Need To Know - On Board Reporting
Every mutual fund has a board that protects the interests of its shareholders, which receives regular reporting on activities related to the fund. We break down which reports are required, and who is responsible for each.
- Distribution
Are Private Markets Managers Moving Towards GIPS Compliance?
The investor community increasingly demands that investment performance be calculated without the use of subscription lines of credit. ATP Private Equity Partners, the fund of funds arm of Denmark’s largest pension, has recently changed its due diligence process to request returns without the “flattering effect of subscription lines.”
- Performance
CSSF Brexit preparations: Action required for AIFMs, MiFID firms and UCITS firms
The Luxembourg regulator, (the CSSF) has outlined provisions to allow for contract continuity of existing relationships established and serviced via passporting rights under various EU directives for 12 months. Application deadline is 15 September 2019. What does this mean for financial services firms?
- Compliance
ACA Expands Team to Meet Client Demand
ACA has significantly added to its European and Asian team this year to better service a rapidly growing number of clients and meet an increasing demand for technical and practical expertise across its GRC services and RegTech range.
- ACA News