FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ACA Named Best Cybersecurity Provider and Best RegTech Solution by the 2020 HFM US Technology Awards
For the second year in a row, ACA was named Best RegTech Solution in the HFM US Technology Awards, recognising IT and software providers that have demonstrated exceptional customer services and innovative product development for the hedge fund community.
- ACA News
Key Takeaways for Buy-Side Firms from 1LoD’s 2020 Surveillance Benchmarking Survey & Report
Our key takeaways from 1LoD's 2020 Surveillance Benchmarking Survey & Report for buy-side firms.
- RegTech
OCIE 2020 Examinations Priorities Letter for Broker-Dealers
On January 7, 2020, the Securities and Exchange Commission's ("SEC’s") Office of Compliance Inspections and Examinations (the “OCIE”) released its
- Compliance
SFTR Reporting – Non-EU AIFs Out of Scope
The European Securities Market Authority ("ESMA") and the European Commission have today confirmed that non-EU Alternative Investment Funds ("AIFs") (i.e. AIFs not established in the EU) will not be subject to Securities Financing Transaction Regulation ("SFTR") reporting obligations.
- Compliance
First Test of Liquidity Risk Management
The recent last minute extension of the Chinese Lunar New Year market closure proved to be troublesome for some mutual funds and ETFs compliance with the Liquidity Risk Management Program. We outline how to prepare for such unexpected changes.
- Compliance
M&A Due Diligence Challenges: Transition Management
Our M&A Due Diligence Challenges blog series addresses the changing nature of IT, cybersecurity, and data privacy and how investors can manage these risks and increase their chances of achieving a successful M&A transaction. Part 2 covers Transition Management and Day 1 / 100 days planning.
- Cybersecurity
- Portfolio Company Risk Management