Chicago Compliance Officer Roundtable: Hot Topics for Investment Advisers
Please join ACA Group, Sidley, and the IAA in Chicago for an engaging conversation about hot topics for investment advisers.
Cyber threats are constantly evolving, so it’s important to stay on top of new threats and address them as quickly as possible. We provide cyber alerts and ongoing monitoring to help protect your company from cyber attacks. We also offer phishing testing and monitoring services to protect your business.
Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.
As part of the SEC’s recent focus on AI, the Division of Examinations has initiated a sweep of investment advisers on how AI-based tools are being used by the firms.
Cybersecurity oversight of portfolio companies is continually evolving to meet new risks. Three eras can be roughly defined based on different approaches that have been adopted.
What is Citrix Bleed? Citrix Bleed (CVE-2023-4966) is a critical vulnerability affecting Citrix NetScaler ADC and NetScaler Gateway appliances. It is now being targeted by the Russian ransomware gang, LockBit.
Based on our industry expertise and experience, we’ve put together 13 steps to form a programmatic approach to cybersecurity portfolio oversight.
The NYDFS recently updated its regulations to add strict provisions on board oversight, ransomware payments, and event reporting.
The theme of this year's exam priorities is while compliance teams race to adapt to new and evolving regulatory requirements, they should not lose sight of compliance fundamentals.
ACA Group announces the addition of two distinguished professionals to its executive leadership team, Jaime Klein as Chief Human Resources Officer and Alex Fischer as General Counsel.
As the curtains close on the ACA Conference 2024, the echoes of transformative dialogue and insightful revelations resonate, shaping the trajectory of GRC in financial services.
Our annual survey in partnership with NSCP reveals that investment firms overlook AI as a cybersecurity risk and remain wary about SEC cybersecurity enforcement and compliance with new rules
Please join ACA Group, Sidley, and the IAA in Chicago for an engaging conversation about hot topics for investment advisers.
Ever-changing regulation, the threat of an impending exam, and worrying about whether your reps are texting clients are among just a few of the compliance concerns wealth managers face daily. Join us as we address the top 5 compliance challenges for wealth managers and how to mitigate them.
Join our team in NYC at the MFA Legal & Compliance Conference.