Before You Launch: An Essential GRC Checklist

Launching a new fund, product, or strategy can be an exciting but busy time. During all the planning, it’s crucial not to overlook key governance, risk, and compliance (GRC) requirements that can set your venture up for long-term success.

Meeting these requirements not only protects you from financial, operational, and reputational risks but also sends a strong message to investors, regulators, and stakeholders about the strength of your business.

To help guide you through this crucial stage, we’ve developed a 12-item “To Do” list that covers everything from compliance policies and governance frameworks to cybersecurity and ESG strategies. By downloading our GRC checklist, you’ll receive:

• A step-by-step guide to building a compliant and scalable framework before launch
• Considerations for governance, performance reporting, and cybersecurity to ensure smooth operations
• Practical insights on adhering to key SEC and FCA regulatory requirements
• Strategies for safeguarding your business from regulatory risks and reputational damage
• Expert tips on using managed services and technology solutions to stay ahead of compliance demands

Don’t leave compliance to chance.

Download the checklist now and start building your venture on a robust GRC framework that helps you launch, grow, and protect your future.

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How we help

We can help you launch quickly and easily and ensure you meet regulatory requirements and expectations. Once off the ground, we can further support you with our broad range of advisory, managed services, and regulatory technology solutions. These are designed to help you grow and protect your business while addressing your compliance, ESG, investment performance, and cybersecurity challenges.

We’re here to help you build a strong GRC program, ease market entry, attract confident investors, and ensure your venture's long-term success.

Contact us today to get started!

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