ComplianceAlpha® 2021Q2 Demo
Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.
Webcast
RegTech Insights
Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.
Latest RegTech insights
ACA Group Selected as an AIFinTech100 Company for 2022
ACA Group has been named one of the 100 most innovative AIFinTech companies in the financial industry by FinTech Global.
News
- ACA News
- RegTech
Future-Proofing Compliance Best Practices with Technology
Shifting demands in regulators on financial services firms have elevated the importance of compliance to best practices. Learn what compliance officers are focused on in their surveillance processes.
Article
- RegTech
- ComplianceAlpha
- Compliance
WatersTechnology Survey Report: Compliance Technology Challenges, Opportunities and What Firms Want
Download the whitepaper for key findings from a recent data and analytics survey carried out in conjunction with WatersTechnology.
Report
- RegTech
ComplianceAlpha Solves for MNPI and Code of Ethics Deficiencies
The SEC recently released a risk alert highlighting deficiencies in the areas of MNPI and the Code of Ethics Rule.
Article
- RegTech
- Compliance
- ComplianceAlpha
ACA Group Wins Best Solution for Managing Operational Risk - Europe by RegTech Insight 2022
ACA is honored ComplianceAlpha was voted Best Solution for Managing Operational Risk in the RegTech Insight Awards 2022 Europe.
News
- ComplianceAlpha
- RegTech
- ACA News
FCA Market Watch 69: Focus on Market Conduct and Transaction Reporting
The regulator discusses firms’ arrangements for market abuse surveillance - drawing on their observations from engaging with small and medium-sized firms.
Compliance Alert
- Compliance
- RegTech
- FCA
- Trade & Transaction
- Trade Surveillance
- ComplianceAlpha
RegTech in Action
Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions.
On demand RegTech webcasts
Leveraging New Technology for Side Letter and Legal Document Management
Join us for a live webcast as we discuss the intricacies and challenges for financial firms associated with the volume and complexity of side letter and legal document management and demonstrate how ACA's new technology solution can help.
Webcast
Regulatory Spotlight: The Heightened Focus on Insider Trading and Market Abuse Due to COVID-19
Join ACA as we discuss the current regulatory climate and what firms need to know to protect their business.
Webcast