ComplianceAlpha® 2021Q2 Demo
Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.
Webcast
RegTech Insights
Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.
Latest RegTech insights
Strategies to Transform Your Compliance Program with Technology - #6: Regulatory Priorities
Prioritize automation using the regulators’ priorities.
Article
- RegTech
- ComplianceAlpha
Communications Surveillance Program Best Practices
Surveillance requirements are as varied as the firms which deploy these tools. Our Surveillance Program Gap Analysis Checklist helps compliance officers to work through their requirements.
Article
- RegTech
- ComplianceAlpha
- eComms Surveillance
Highlights From the 2024 ACA Conference
As the curtains close on the 2024 ACA Conference, the echoes of transformative dialogue and insightful revelations resonate, shaping the trajectory of GRC in financial services.
News
- Compliance
- RegTech
- Cybersecurity
- ESG
- Performance
- Managed Services
- SEC
Strategies to Transform Your Compliance Program with Technology - #5: Tech-enablement
Adopting new technology is a great opportunity to review your compliance program’s processes and make improvements.
Article
- RegTech
- ComplianceAlpha
Strategies to Transform Your Compliance Program with Technology - #4: Planning
Plan your technology implementation thoughtfully, step by step.
Article
- RegTech
- ComplianceAlpha
Strategies to Transform Your Compliance Program with Technology - #3: Data
RegTech is about more than just fancy software – it’s also about data structure and integrity.
Article
- RegTech
- ComplianceAlpha
RegTech in Action
Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions.
On demand RegTech webcasts
Leveraging New Technology for Side Letter and Legal Document Management
Join us for a live webcast as we discuss the intricacies and challenges for financial firms associated with the volume and complexity of side letter and legal document management and demonstrate how ACA's new technology solution can help.
Webcast
Regulatory Spotlight: The Heightened Focus on Insider Trading and Market Abuse Due to COVID-19
Join ACA as we discuss the current regulatory climate and what firms need to know to protect their business.
Webcast