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Below are our latest insights and resources to help firms keep pace with the evolving ESG landscape.

Latest insights

Sea and rocks

Sustainable Securitisation: White Whale or Inevitable Next Step in Evolution?

As investor interest in ESG rises, we examine the impact on the credit sector, and in particular the European Collateralised Loan Obligation (CLO) industry and ask, is it possible to satisfy investor demand and ESG regulations?

Article
  • ESG
  • Compliance
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SEC Issues First ESG-Related Enforcement Action Against an Investment Adviser

SEC settles charges with the Investment Advisor for $1.5 Million

Article
  • ESG
  • SEC
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SEC’s Climate & ESG Task Force Issues First Enforcement Action

SEC Claims Mining Company Mislead Investors

Article
  • ESG
  • SEC
Sea against rocks

A Drop of Clarity in the Regulatory Sea of Change

As we tentatively emerge into the post-pandemic world, the global financial industry has a myriad of regulatory hurdles to navigate. We provide guidance on key areas that firms will need to focus on in the coming months.

Article
  • Compliance
  • ESG
  • SEC Marketing Rule
curved glass building looking up at a blue sky

New FCA Climate-Related Disclosure Obligations: Start Planning Now

Enhanced FCA climate-related disclosures come into play for many asset managers from 1 January 2023. Compliance is closely aligned to the Taskforce on Climate-Related Financial Disclosures (“TCFD”). Download our guidance sheet to start planning for the upcoming changes.

Compliance Alert
  • Compliance
  • FCA
  • ESG
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Division of Examinations’ 2022 Exam Priorities: An Increased Focus on ESG

The Division’s focus on ESG is based on several issues that have emerged during the recent surge in investor interest in ESG related topics.

Article
  • ESG
  • SEC
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Recent ESG webcasts

The SEC’s New ESG Expectations

This webcast will address the latest updates to the SEC's expectations for ESG and share related insights from our experience.

Webcast

ESG and Responsible Investing for CCOs

Join ACA for an overview discussion about responsible investing and environment, social, and governance (ESG), and highlight ways compliance officers may be impacted by the development of a responsible investing program.

Webcast
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