We will discuss how the 2022 SEC Examination Priorities, Risk Alerts and new proposed rules may impact your firm and your compliance program.
Below are our latest insights and resources to help firms keep pace with the evolving ESG landscape.
Recent ESG webcasts
A special “ACA Consultant’s Corner” fireside chat discussing how the SEC Priorities will impact ESG implementation strategies and investment products.
Social specialists from ACA’s ESG Advisory Practice will provide insights on the most important considerations to help asset managers build effective and meaningful DE&I programs.
On May 25th, the SEC released proposed rule amendments to the Investment Company Act “Names Rule” for investment companies and business development companies related to the naming of funds.
As investor interest in ESG rises, we examine the impact on the credit sector, and in particular the European Collateralised Loan Obligation (CLO) industry and ask, is it possible to satisfy investor demand and ESG regulations?
As we tentatively emerge into the post-pandemic world, the global financial industry has a myriad of regulatory hurdles to navigate. We provide guidance on key areas that firms will need to focus on in the coming months.
- SEC Marketing Rule