Below are our latest insights and resources to help firms keep pace with the evolving ESG landscape.

Recent ESG webcasts

2022 SEC Priorities and Focus Areas

We will discuss how the 2022 SEC Examination Priorities, Risk Alerts and new proposed rules may impact your firm and your compliance program.

Webcast

Building an Effective and Meaningful DE&I Program

Social specialists from ACA’s ESG Advisory Practice will provide insights on the most important considerations to help asset managers build effective and meaningful DE&I programs.

Webcast

Latest insights

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SEC Proposes Amendments to Modernize the Investment Company “Names Rule”

On May 25th, the SEC released proposed rule amendments to the Investment Company Act “Names Rule” for investment companies and business development companies related to the naming of funds.

Article
  • ESG
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SEC’s New ESG Disclosure Proposal Aims to Increase Transparency

The proposed rules require private funds to report ESG investing and integration practices.

Article
  • ESG
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Sustainable Securitisation: White Whale or Inevitable Next Step in Evolution?

As investor interest in ESG rises, we examine the impact on the credit sector, and in particular the European Collateralised Loan Obligation (CLO) industry and ask, is it possible to satisfy investor demand and ESG regulations?

Article
  • ESG
  • Compliance
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SEC Issues First ESG-Related Enforcement Action Against an Investment Adviser

SEC settles charges with the Investment Advisor for $1.5 Million

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  • ESG
  • SEC
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SEC’s Climate & ESG Task Force Issues First Enforcement Action

SEC Claims Mining Company Mislead Investors

Article
  • ESG
  • SEC
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A Drop of Clarity in the Regulatory Sea of Change

As we tentatively emerge into the post-pandemic world, the global financial industry has a myriad of regulatory hurdles to navigate. We provide guidance on key areas that firms will need to focus on in the coming months.

Article
  • Compliance
  • ESG
  • SEC Marketing Rule