RegTech Insights

Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.

Latest RegTech insights

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FlexTrade Partners with ACA Technology to Provide Data On-Demand for Trade Surveillance

ACA and FlexTrade have partnered to help their mutual clients manage their trade surveillance and compliance needs using ACA's trade surveillance technology and FlexNow.

Press Release
  • RegTech
  • Trade Surveillance
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6 Hot Topics in Employee Compliance

Is your code of ethics monitoring and personal trade surveillance compliance program built to beat the heat? This blog post recaps our recent webcast on this topic and provides best practices for navigating complex and evolving areas of compliance management, including cryptocurrency, pay-to-play, robo-advisors, and more.

Article
  • RegTech
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ACA Compliance Group Announces Enhanced Trade Blotter Review Analysis Powered by ACA’s Decryptex Market Abuse Surveillance Technology

ACA's automated trade blotter review tool helps SEC-registered investment adviser clients keep pace with the SEC’s enhanced use of technology to detect insider trading, market abuse, and other potential misconduct.

Press Release
  • RegTech
  • Trade Surveillance
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ACA Expands Regulatory Technology and Service Offerings in Europe

ACA Technology Solutions is pleased to announce our expanded regulatory technology and service offerings for our Europe clients.

Press Release
  • RegTech
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RegTech Podcast: Innovation in Compliance with Tom Fox featuring ACA's Patrick Conroy

Highlights and link to the Innovation in Compliance with Tom Fox podcast episode, Nimble and Strategic Compliance: A Conversation with Patrick Conroy. Fox and ACA's; Conroy discuss a range of topics related to regulatory technology (RegTech).

Article
  • RegTech
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ACA Announces Version 3.5 of ACA’s Decryptex Surveillance Technology

Key features include new and enhanced algorithms, vendor integrations for expert network or meeting calendar information, reporting enhancements, and user interface improvements.

Press Release
  • RegTech
  • Trade Surveillance
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RegTech in Action


Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions. 

 

On demand RegTech webcasts

ComplianceAlpha® 2021Q2 Demo

Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.

Webcast