RegTech Insights

Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.

Latest RegTech insights

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ACA Compliance Group Enhances Automated Trade Blotter Review Tool to Align with the SEC’s Latest Trading Data Request Template

ACA's automated trade blotter review tool includes a trading file request template that aligns with the SEC's latest data request template to help registered investment advisers more thoroughly, proactively, and efficiently prepare for a potential SEC examination.

Press Release
  • RegTech
  • Trade Surveillance
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How RegTech Can Transform Your Business

ACA's Patrick Conroy recently shared his insights on the benefits of regulatory technology (RegTech) with FT Adviser.

Article
  • RegTech
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ACA Compliance Group Launches Next-Generation RegTech Platform ComplianceAlpha

ComplianceAlpha helps global financial services firms to strengthen and streamline their risk and compliance program across the enterprise from a single location.

Press Release
  • RegTech
  • ComplianceAlpha
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The Next Generation of ComplianceAlpha is Here!

We’re excited to announce the launch of ComplianceAlpha® 2.0, our next-generation software platform designed to help your firm strengthen and streamline risk and compliance management across the enterprise from a single location.

ComplianceAlpha Update
  • RegTech
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ACA Compliance Group Launches Holistic Surveillance Solution for Financial Services Firms

ACA’s holistic surveillance solution brings together ACA’s established surveillance services and technology solutions in a comprehensive package designed to help firms meet the surveillance expectations of regulators as well as to replicate their technological capabilities.

Press Release
  • Trade Surveillance
  • Compliance
  • RegTech
  • ComplianceAlpha
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Coming Soon: ComplianceAlpha 2.0 and Our New Employee Compliance Solution!

We’re putting the finishing touches on ComplianceAlpha 2.0, our next-generation compliance and risk management platform. We can’t wait to share what we’ve built to help your firm bring its compliance program to the next level.

ComplianceAlpha Update
  • RegTech
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RegTech in Action


Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions. 

 

On demand RegTech webcasts

ComplianceAlpha® 2021Q2 Demo

Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.

Webcast