FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Recent Regulatory Reporting Updates - What Your Firm Needs to Know
Firms in both the U.S. and the UK need to be aware of recent changes made to regulatory reporting forms.
- Compliance
GIPS Standards Executive Committee Delays Effective Date Guidance Statement on Broadly Distributed Pooled Funds
The Guidance Statement on Broadly Distributed Pooled Funds was approved on 13 March 2017.
- Performance
Anti-Money Laundering and Trade Finance: What You Should Know
Due to the nature of its business, trade finance is considered a high-risk product that is frequently used by individuals and criminal organizations to launder funds, conduct terrorist financing, an
- AML and Financial Crime
How Link Analysis Can Help In Anti-Money Laundering Investigations
Link or network analysis can help the compliance risk industry better analyze data sets to discover alarming patterns.
- AML and Financial Crime
The Exposure Draft of GIPS Standards Guidance Statement on Overlay Strategies
Last summer, CFA Institute released the Exposure Draft of the GIPS Standards Guidance Statement on Overlay Strategies. Historically, this segment of the investment industry has not received much in the form of ethical best practices in calculating and presenting performance, and this release was the first attempt by CFA Institute to issue official guidance for overlay managers.
- Performance
Making a List, Checking it Twice: A CCO’s Guide to Finishing the Year Strong and Preparing for 2018
With only 19 business days left in the year, the pressure is mounting to cross those final compliance to-do’s off the list and finish the year strong.
- Compliance