FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
ACA Compliance Group to Acquire Cordium
ACA announces planned acquisition of Cordium, a leading provider of governance, risk and compliance (GRC) services.
- ACA News
ACA Launches Services Dedicated to Advisers in the Digital Asset Space
Investors and regulators globally are actively reviewing and examining digital asset advisers’ investment practices.
- ACA News
- Compliance
Digital Assets in the Regulatory Spotlight in Q1 2018
During the first quarter of 2018, U.S. regulatory agencies and a federal district court issued statements and took actions that are likely to significantly affect the U.S. regulatory landscape for digital assets, including cryptocurrencies, initial coin offerings, and digital asset trading platforms. This blog post is a summary of our article detailing the recent key regulatory developments that apply to organizations operating in the U.S. digital asset space.
- Compliance
ACA’s Spring Conference — Session Spotlight: Anatomy of an SEC Exam
Today’s conference spotlight highlights a session that will address a topic that many investment advisers have wondered about: what actually happens during an SEC exam?
- Events
SFC Consultation on Fund Manager Code of Conduct (FMCC): 10 key points
The Securities and Futures Commission (SFC) of Hong Kong published the conclusion to proposed changes in its Fund Manager Code of Conduct last November, helping to clarify a few remaining areas of contention following its original consultation paper. We have produced a quick summary of the ten key points you need to know from the consultation conclusions on Asset Management regulation.
- Compliance
ACA’s Spring Conference — Session Spotlight: Cryptocurrency and Compliance
Today’s conference spotlight highlights a session that will cover one of the financial industry’s most buzzed-about topics: Cryptocurrency and Compliance.
- Events