Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of ACA financial compliance training courses in the UK and Europe, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Transaction Reporting Errors Expose Huge Gaps for Market Abuse and Systemic Risk Monitoring
ACA Group research has detected more than 6 million transaction reporting errors across a sample of 30 review projects, averaging 200,000 errors per review, with 97% of reports under MiFIR/EMIR contain inaccuracies. These errors expose huge gaps for market abuse and systemic risk monitoring.
- Compliance
- Trade & Transaction
- ACA News
- FCA
When Push Comes to Breach: Hackers Use Push Notifications to Bypass MFA
Multi-factor Authentication, while effective and widely accessible method of security, can be used in a cybercriminals’ ever-growing hacking portfolio. Hackers can now include the misappropriation of push notifications to bypass MFA—without needing access to a victim’s device.
- Cybersecurity
- Cybersecurity Resources
ACA and NSCP 2021 Cybersecurity Program Survey: Top 20 Findings
This report aims to highlight the top findings from the 2021 survey while also comparing results from years prior.
- Cybersecurity
- Cybersecurity Resources
Hedge Fund Quarterly Update 2021 Q4
Learn more about recent regulatory developments industry insights in our Hedge Fund Quarterly Newsletter.
- Compliance
- SEC
SEC Proposes Amendments to Private Fund Reporting
On January 26, 2022, the SEC voted to propose amendments to Form PF. The Proposed Rule is designed to enhance the data aggregated through private fund reporting. In our most recent blog, we break down the potential impacts of the proposal and what your firm needs to know.
- Compliance
Urgent Action Required: ESMA Clarifies Reporting of Short Positions Above New 0.1% Threshold
Ahead of the impending change to the European short selling reporting threshold from 0.2% to 0.1% on the 31 January 2022, ESMA has reminded firms on reporting positions of more than 0.1% held over the transition period. Learn more about the changes:
- Compliance