Compliance Training in Europe
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of ACA financial compliance training courses in the UK and Europe, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
November 2017 Performance Update: Increasing Demand for Performance Reporting Transparency
For roughly 25 years, institutional investors have increasingly required asset managers with whom they invest to claim compliance with the GIPS standards. This requirement is largely required of traditional fixed income and equity strategies and applied to asset managers that work predominantly with institutional investors. Early on, most private wealth managers were exempt from the requirement, and thus their rates of compliance paled in comparison to those of traditional institutional managers.
- Performance
Electronic Communications Monitoring – A No-Brainer for CCOs
In the five months since the SEC’s Office of Compliance Inspections and Examination (“OCIE”) issued request letters to registrants focused on advisers’ use of electronic communications, co
- Compliance
Technology Enhancements for Beneficial Ownership Implementation
In May 2016, the Financial Crimes Enforcement Network (“FinCEN”) issued its final rule on beneficial ownership with respect to customer due diligence ("CDD") requirements.
- AML and Financial Crime
7 Cybersecurity Trends to Plan for in 2018
In the past year, it’s become apparent that cyber breaches are on the rise, and they are crippling businesses in their wake.
- Cybersecurity
5 Best Practices for Building an Effective Vulnerability Management Program
This is the first post in a series of cybersecurity tips and tricks from ACA Aponix's team of experienced consultants.
- Cybersecurity
Don’t Let Third Parties Be Your Downfall — How to Ensure Your Vendors are Protecting Your Assets
In the wake of the recent Equifax breach that potentially affected the personal data of more than 143 million Americans, Equifax is pointing the finger at one of its third-party vendors as the cause.
- Cybersecurity