2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference
Comprehensive Training Solutions
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Latest insights
Navigating the SEC’s Interpretation Regarding an Investment Adviser’s Standard of Conduct
ACA Compliance Group's Greg Mekanik recently shared his insights with the Hedge Fund Law Report in a three-part series on the&nbs
Article
- Compliance
SEC extends no-action letter relief on MiFID II Research Payments until July 2023
The SEC has extended its no-action letter relief on MiFID II Research Payments until July 2023. We examine the longer-term implications of the Extension Letter and outline interesting points raised by the regulator.
Compliance Alert
- Compliance
SM&CR: The final countdown
In less than one month, the Senior Managers & Certification Regime (SM&CR comes into force. Many Solo-regulated firms may need to accelerate the pace at which they are preparing for regime. Download our five-point checklist to benchmark your readiness ahead of the 9 December 2019 deadline.
Article
- Compliance
SEC Proposes Expansive Changes to Marketing and Advertising Rules
In an effort to ensure that the regulations applying to investment advisers remain relevant in the digital age, the staff of the SEC announced significant changes to the rules and guidance surrounding the marketing and advertising activities of registered investment advisers and the engagement of solicitors. Read our compliance alert to learn more.
Compliance Alert
- Compliance
- SEC Marketing Rule
ACA Compliance Group Enters into Strategic Partnership with AMG
ACA has entered into a strategic partnership with Affiliated Managers Group, Inc. (NYSE: AMG), a global asset management company with equity investments in leading boutique investment management firms. Through the partnership, ACA will make available to AMG and its Affiliates ACA’s top-tier advisory consulting services and technology solutions across a variety of focus areas including regulatory compliance, performance, cybersecurity, and anti-money laundering.
Press Release
- Compliance
SEC Division of Enforcement Publishes 2019 Annual Report
Read our summary of notable findings from the SEC Enforcement Division's Annual Report covering FY 2019.
Compliance Alert
- Compliance
News
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year