Comprehensive Training Solutions

As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.

Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.​

Explore our specialized training programs:​

Equip your team with the knowledge and tools to meet Financial Conduct Authority (FSA) expectations effectively​.

Align with Securities and Exchange Commission (SEC) compliance requirements through expert-led programs.

Build confidence in navigating the regulatory requirements of the Dubai Financial Services Authority (DFSA) and the Financial Services Regulatory Authority (FSRA).​

Cybersecurity awareness and training programs to safeguard your business against evolving threats. 

Access intuitive and interactive compliance eLearning modules through our RegTech platform, ComplianceAlpha. 

Stay informed with highly educational and topical on-demand webcasts, available anytime for your convenience.​

1 of

Latest insights

wavy building from below

SEC Charges RIAs + Broker-Dealer Firms for Failure to File + Deliver Form CRS

The SEC announced that 27 firms violated the Investment Advisers Act of 1940 and the Exchange Act, failing to file and deliver customer relationship summaries to their retail investors in a timely manner.

Article
  • SEC
  • Distribution
  • Compliance
London at night

FCA Clears the Way for Potentially Greater UK SPAC Issuance

With a growing European SPACs market and the UK's goal to make London more attractive to compete with other markets around the world, we outline key considerations for firms ahead of new SPACs listing rules coming into force on 10 August in the UK

Compliance Alert
  • Compliance
  • Brexit
  • Managed Services
London from above

Achieving Differentiated Support for Private Equity Firms

Fundraising and compliance challenges are expected to increase for private equity firms in the second half of 2021 into 2022. We speak with Private Equity Wire about why support that blends practical and regulatory advice is becoming critical.

Article
  • Compliance
  • ComplianceAlpha
  • ESG
  • Cybersecurity
  • RegTech
  • Mirabella
AdobeStock_317630718 1200x900.jpeg

FINRA Amends Rules 5122 and 5123 Filing Requirements to Include Retail Communications that Promote or Recommend Private Placements

On July 15, 2021, FINRA issued Regulatory Notice 21-26 to announce new amendments to Rules 5122 and 5123. Under the revisions, broker-dealers must file retail communications that promote or recommend private placement offerings subject to the rules’ filing requirements as of October 1, 2021.

Compliance Alert
  • Performance
  • Compliance
Sea and rocks

Finding Leverage - How Debt Investors are Tackling the Challenge of ESG

With an abundance of optimistic growth projections centered around credit markets, 2021 is predicted to be a banner year for portfolios weighted in private debt. But just how easy is it to incorporate ESG criteria into a private debt portfolio?

Article
  • ESG
  • Compliance
London at night

FCA Business Plan 2021/2: A New Era in Financial Services Regulation in the UK?

The FCA’s Business Plan for 2021/22 is now live, reflecting a major shift in policy objectives and a top to bottom review of the FCA’s own objectives and priorities. We outline the key changes and challenges identified, and what they mean for firms.

Compliance Alert
  • Compliance
  • ESG
  • FCA
  • Managed Services
  • Brexit
  • Mirabella

News

ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

ACA Group Revolutionizes ESG Data Management with Enhanced ACA Vantage for ESG Platform

ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.

ACA Group Recognized at Pittsburgh Technology Council’s Tech 50 

ACA Group Recognized at Pittsburgh Technology Council’s Tech 50

Upcoming events

2025 ACA Conference

Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.

Conference