2025 ACA Conference
Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.
Conference
Comprehensive Training Solutions
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Latest insights
The Importance of Insider Trading Controls for Private Markets
The risk of involvement in insider trading has intensified for private markets fund managers, who often underestimate their exposure to insider information.
Article
- Managed Services
- Compliance
- RegTech
- ComplianceAlpha
- eComms Surveillance
- Trade Surveillance
The SEC’s 2023 Exam Priorities
The SEC's Division of Examinations released its annual exam priorities, which focus on compliance, fraud prevention, risk monitoring, and informing policy.
Compliance Alert
- Cybersecurity
- SEC
- Compliance
- ESG
Amendments to Rule 17a-4 Electronic Recordkeeping Requirement
The SEC adopts amendments to broker-dealer electronic recordkeeping requirements, which reflect technological developments and address some of the outdated books and records requirements.
Compliance Alert
- Compliance
Survey: How Does Your Compliance Program's Resources Compare to Your Peers?
Participate in our budget and staffing survey to learn how other compliance programs are allocating their resources.
Survey
- Compliance
EXAMS Observations Related to Regulation NMS Rule 606 Disclosures
The risk alert outlines observations made during SEC examinations of Rule 606(a) disclosures since the first quarter of 2020, noting issues with firms' material aspects disclosures.
Compliance Alert
- Compliance
How Will the Economic Downturn Impact Compliance Teams?
We examine how 2022's economic downturn impacted compliance companies, and explore how changing market conditions can create opportunities for new efficiencies.
Article
- Compliance
- Managed Services
News
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year