Comprehensive Training Solutions

As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.

Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.​

Explore our specialized training programs:​

Equip your team with the knowledge and tools to meet Financial Conduct Authority (FCA) expectations effectively​.

Align with U.S. regulatory requirements through expert-led programs.

Build confidence in navigating the regulatory requirements of the Dubai Financial Services Authority (DFSA) and the Financial Services Regulatory Authority (FSRA).​

Cybersecurity awareness and training programs to safeguard your business against evolving threats. 

Access intuitive and interactive compliance eLearning modules through our RegTech platform, ComplianceAlpha. 

Stay informed with highly educational and topical on-demand webcasts, available anytime for your convenience.​

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Latest insights

Will SM&CR Pass its own fit and proper test

Bundled Research Payments – Is It Really New, or Just Déjà Vu?

The FCA published Consultation Paper CP 24/7 introducing “payment optionality” for investment research.

Compliance Alert
  • Compliance
  • FCA
curved glass building looking up at a blue sky

2024 Investment Management Compliance Testing Survey Now Open

This survey, now in its 19th year, gathers anonymous information from U.S. investment advisers of all types and sizes for the purpose of reporting on industry trends.

Survey
  • Compliance
2024 ACA Conference

Highlights From the 2024 ACA Conference

As the curtains close on the 2024 ACA Conference, the echoes of transformative dialogue and insightful revelations resonate, shaping the trajectory of GRC in financial services.

News
  • Compliance
  • RegTech
  • Cybersecurity
  • ESG
  • Performance
  • Managed Services
  • SEC
City at sunset

FCA Interim Update - Asset Management & Alternatives Supervisory Strategy

The FCA recently released a Dear CEO letter interim update to reinforce their continued focus on protecting investors and customers from poor outcomes and upholding market integrity.

Compliance Alert
  • Compliance
  • FCA
  • ESG
London at night

The FCA’s 2024/25 Business Plan: Maintaining Focus and Resiliency Amid Ongoing Economic and Geopolitical Uncertainty

The FCA unveiled its Business Plan for 2024/25 providing a roadmap for its actions in support of its strategic objectives for the upcoming fiscal year.

Compliance Alert
  • Compliance
  • ESG
  • FCA
  • Trade Surveillance
highway at night from overhead

Q2 2024 Regulatory Reporting Deadlines

Financial firms must meet various regulatory filings requirements throughout the year. These are the regulatory filing submission deadlines occurring from April through June 2024.

Article
  • Regulatory Deadlines
  • Compliance
  • SEC
  • FINRA
  • FCA

News

ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities

ACA Group Acquires Global Trading Analytics to Offer Clients Leading Transaction Cost Analysis Capabilities

Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms

Five ACA Group Leaders Recognized Among the 2&20 Top 100 Most Influential People in the Service Provision for Alternative Investment Firms

ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

Upcoming events

2025 ACA Conference

Join us in sunny Orlando, Florida for ACA's 2025 Conference, "Preparing Today, Protecting Tomorrow," where industry leaders and experts will converge to explore the evolving landscape of financial services.

Conference