FCA Regulatory Training
Whether someone is new to your team, or you need to ensure that you or your existing team members have sufficient knowledge and understanding to comply with current regulations, we offer a wide range of compliance training, designed to help you and your firm understand the regulatory framework and apply compliance.
Tailored In-House Training
Our tailored training is ideal for larger groups or if you have specific topics to be briefed on, or complex scheduling and timing for busy teams in different jurisdictions. Check out our menu of tailored training topics and options here or speak to us about how our virtual and interactive courses can be customised to meet your learning objectives and the content developed to meet your specific requirements.
Latest insights
Who's Been Naughty or Nice? Compliance Surveillance in 2024
As the holidays approach, it’s time to evaluate your firm’s compliance and surveillance practices. Are your systems on Santa’s "Nice" list, ensuring robust oversight, or teetering on the "Naughty" side, risking regulatory scrutiny?
- Compliance
The CFA Institute Finalized Guidance Statement for OCIO Portfolios
The guidance statement helps OCIO firms claim compliance with the Global Investment Performance Standards.
- Performance
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
- RegTech
- ACA News
NAV Lending Regulatory Considerations
We explain the benefits of this type of funding and the considerations to take into account before choosing to do so.
- Compliance
- SEC
Choosing Your Path to Launch Your Firm into a New Region
While different financial markets offer significant opportunities, there are a number of things to consider before launching in a new jurisdiction.
- Compliance
- FCA
- SEC
Telecommunications Systems Under Attack: Securing Against State-Sponsored Cyber Threats
CISA recently released a report highlighting the growing risks posed by bad actors linked to China. Firms should secure their infrastructure against this growing threat.
- Cybersecurity