Modern Compliance: Capturing Mobile and Social Media Communications
Join ACA and SnippetSentry as we explore global communication capture strategies to reduce compliance risks and enhance your compliance program.
Webcast
Risk Assessments and Regulatory Compliance Testing Services
Technology and cloud assessments, penetration testing and vulnerability assessments, and cyber exams
We offer a variety of risk assessment services to help companies identify gaps in their cybersecurity and regulatory posture and identify technology-related risks. We can also conduct penetration testing and identify network vulnerabilities.
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Latest insights
Cyber Monday Cyber Safety Tips
With the holiday season upon us and Cyber Monday quickly approaching, it’s important you are following best practices to protect your identity when shopping online. According to research by DealAid.org, 94% of Americans plan to shop online this holiday season. In the wake of an increase in cyber breaches this year, ensuring your data is transmitted safely every time you use your credit card online is essential. Here are a few times for cyber safety this holiday season.
Article
- Cybersecurity
ACA Aponix Named Due Diligence Firm of the Year in the 18th Annual M&A Advisor Awards
ACA is proud to announce that ACA Aponix was named the Due Diligence Firm of the year at the 18th Annual M&A Advisor Awards. The Annual M&A Advisor Awards recognize the professionals whose activities set the standard for M&A transactions.
Press Release
- Cybersecurity
Hong Kong SFC Issues New Guidelines on Electronic Data Storage
Learn more about the new guidelines on Electronic Data Storage issued by the Hong Kong SFC.
Compliance Alert
- Cybersecurity
Cybersecurity from Home to Work
A cyber-attack can happen at any time, often when we least expect it. Many of us wouldn't even think of the possibility of being hacked during something as routine as our morning commute. However, the reality is that many of us use electronic devices every day, all day, that can become targets for cyber crime. The good news is we can prevent these attacks. This blog post discusses how.
Article
- Cybersecurity
CCPA Amendments Signed Into Law
Learn more about the California Consumer Privacy Act (CCPA) amendments signed into law October 11, 2019. The CCPA, with the accepted amendments, will go into effect on January 1, 2020.
Compliance Alert
- Cybersecurity
- Privacy
October is Cybersecurity Awareness Month!
Breaches and cyber incidents occur when employees are not fully trained on how to identify cyber issues, policies are not being followed, and third-party systems are not fully vetted or secured.
Article
- Cybersecurity
Solution Spotlight
Aponix Protect™ comprehensive cybersecurity and technology risk solution
Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.
News
ACA Group Acquires Financial Compliance Firm, FINOP Consulting
Acquisition strengthens ACA’s outsourced financial operations offering for broker-dealers.
ACA Group Recognized on ESGFinTech100 Among Top Industry Innovators
We are thrilled to announce that ACA Group has earned a spot on the prestigious 2024 ESGFinTech100 list, joining the ranks of the world's most innovative ESG technology providers.
Financial Services Firms Lag in AI Governance and Compliance Readiness, Survey Reveals
The 2024 AI Benchmarking Survey by ACA Aponix and NSCP reveals that, despite enthusiasm for AI, financial firms lack formal AI governance frameworks, testing protocols, and third-party oversight.
Upcoming events
The Most Wonderful Time of The Year: Tailoring Your Annual Compliance Review
Join our experienced ACA Wealth experts who will discuss an investment adviser’s obligations for the annual compliance review required under Rule 206(4)-7.
Webcast