Modern Compliance: Capturing Mobile and Social Media Communications
Join ACA and SnippetSentry as we explore global communication capture strategies to reduce compliance risks and enhance your compliance program.
Webcast
Risk Assessments and Regulatory Compliance Testing Services
Technology and cloud assessments, penetration testing and vulnerability assessments, and cyber exams
We offer a variety of risk assessment services to help companies identify gaps in their cybersecurity and regulatory posture and identify technology-related risks. We can also conduct penetration testing and identify network vulnerabilities.
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Latest insights
Stay Ahead of Threats with Cyber Alerts
Cyber threats are constantly evolving and hackers are always looking for new methods to attack - stay on top of new threats and address them as quickly as possible by subscribing to our free cyber alerts.
Article
- Cybersecurity
FINRA Warns of Fraudulent Survey Emails
The Financial Industry Regulatory Authority (FINRA) has issued an alert regarding the appearance of fake emails purporting to be from the authority requesting that recipients fill out a survey. Learn what to look out for and how to protect your firm.
Cyber Alert
- Cybersecurity
- Phishing
The Schrems II Decision: What Now?
U.S. companies are finding themselves on uncertain terrain as they struggle to understand the implications of the recent EU decision to strike down the Privacy Shield agreement Get ACA's guidance on what steps to take to reduce risk in data transfers.
Article
- Cybersecurity
- Privacy
Introducing the Aponix Protect Cybersecurity Program
We’re excited to announce our new complete cybersecurity program, Aponix Protect, a comprehensive cybersecurity and technology solution offering provides firms with a risk management framework to boost cyber and operational resilience.
ComplianceAlpha Update
- Cybersecurity
Treasury Department Issues Advisories Related to Ransomware
On October 1, the U.S. Treasury’s FinCEN and OFAC issued advisories warning of the growing threat of ransomware to U.S. business and individuals, describing recent trends in that area of digital crime, and pointing to the needs for proper safeguards and reporting, especially in light of potential violations of sanctions rulings.
Cyber Alert
- Cybersecurity
October is Cybersecurity Awareness Month!
Kick off Cybersecurity Awareness month by joining us for two days dedicated to the cybersecurity challenges and issues faced by financial services firms. ACA's first-ever Cyber Week on October 6-7 is free to attend.
Article
- Cybersecurity
Solution Spotlight
Aponix Protect™ comprehensive cybersecurity and technology risk solution
Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.
News
ACA Group Acquires Financial Compliance Firm, FINOP Consulting
Acquisition strengthens ACA’s outsourced financial operations offering for broker-dealers.
ACA Group Recognized on ESGFinTech100 Among Top Industry Innovators
We are thrilled to announce that ACA Group has earned a spot on the prestigious 2024 ESGFinTech100 list, joining the ranks of the world's most innovative ESG technology providers.
Financial Services Firms Lag in AI Governance and Compliance Readiness, Survey Reveals
The 2024 AI Benchmarking Survey by ACA Aponix and NSCP reveals that, despite enthusiasm for AI, financial firms lack formal AI governance frameworks, testing protocols, and third-party oversight.
Upcoming events
The Most Wonderful Time of The Year: Tailoring Your Annual Compliance Review
Join our experienced ACA Wealth experts who will discuss an investment adviser’s obligations for the annual compliance review required under Rule 206(4)-7.
Webcast