Getting Ahead of FinCEN's AML Regulations: What RIAs and ERAs Need to Know
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We can help assess your company’s readiness to comply with California Consumer Privacy Act (CCPA), California Privacy Rights Act (CPRA), General Data Protection Regulation (GDPR) and other privacy requirements and help implement best practices for achieving broader privacy risk and compliance objectives across your enterprise. Our team of experienced data privacy compliance service consultants can review your company’s personal data collecting activities to build a data inventory, identify risks and gaps relative to the requirements of the privacy frameworks, and assist with building a practical action plan to address deficiencies.
Zoom's updated Terms of Service introduce changes allowing broader use of customer data for its AI programs, raising privacy concerns due to vague language and limited opt-out options.
The SEC proposed two new rules to put guardrails around the use of predictive data analytics by broker-dealers and investment advisers. The goal is to limit the use of technology in ways that favor financial firms’ interests.
The Sacramento County Superior Court has delayed the enforcement of the California Privacy Rights Act (CPRA) from July 1, 2023, to March 29, 2024, due to the delayed finalization of CPRA rules by the California Privacy Protection Agency (CPPA).
Financial services firms face a bumpy ride in 2022, as the tectonic plates of regulatory change shift again within a rapidly evolving operating environment. Download our complimentary whitepaper to identify your GRC gaps before the regulator does.
The People’s Republic of China (PRC) has passed robust data privacy regulation that governs data security and personal information processing. This FAQ addresses questions firms may have about the nature of this legislation and its requirements.
The Personal Information Protection Law of the People's Republic of China is scheduled to go into effect on November 1, 2021. This new law affects all companies and other entities, both inside and outside of China, engaged with personal information about individuals residing in China.
Acquisition strengthens ACA’s outsourced financial operations offering for broker-dealers.
We are thrilled to announce that ACA Group has earned a spot on the prestigious 2024 ESGFinTech100 list, joining the ranks of the world's most innovative ESG technology providers.
The 2024 AI Benchmarking Survey by ACA Aponix and NSCP reveals that, despite enthusiasm for AI, financial firms lack formal AI governance frameworks, testing protocols, and third-party oversight.
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Join ACA and SnippetSentry as we explore global communication capture strategies to reduce compliance risks and enhance your compliance program.