Modern Compliance: Capturing Mobile and Social Media Communications
Join ACA and SnippetSentry as we explore global communication capture strategies to reduce compliance risks and enhance your compliance program.
Cyber threats are constantly evolving, so it’s important to stay on top of new threats and address them as quickly as possible. We provide cyber alerts and ongoing monitoring to help protect your company from cyber attacks. We also offer phishing testing and monitoring services to protect your business.
Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This phishing threat intelligence testing service and monitoring solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.
Read how ACA Aponix delivered a comprehensive risk management solution to address both public and private networks for large telecom.
The SEC OCIE has issued an alert warning of an increase in the use of the “credential stuffing” tactic in attacks against SEC registrants, including broker-dealers, investment advisers, and investment companies. Credential stuffing can significantly increase financial, regulatory, legal, and reputational risk to firms and OCIE has made recommendations for protecting client accounts.
FINRA issued an alert regarding the appearance of a fake website purporting to be from the authority. The fake website uses the domain “finnra.org” in which the letter “n” appears twice.
Benchmarking your firm’s cybersecurity program against those of your peers is a smart way to identify the compliance gaps your firm should address. Here are the results of the 2020 NSCP / ACA Aponix Cybersecurity Compliance Programs Survey.
Many authorities are questioning whether mandatory password reset policies are worth the hassle. Get ACA's guidance on when, if ever, you can remove or relax your password reset policy.
Running vendor management or third-party risk management (TPRM) programs can be a complicated process for both consumers and providers of services. Here are some of the current challenges with due diligence and opportunities to improve the process for all parties involved.
Acquisition strengthens ACA’s outsourced financial operations offering for broker-dealers.
We are thrilled to announce that ACA Group has earned a spot on the prestigious 2024 ESGFinTech100 list, joining the ranks of the world's most innovative ESG technology providers.
The 2024 AI Benchmarking Survey by ACA Aponix and NSCP reveals that, despite enthusiasm for AI, financial firms lack formal AI governance frameworks, testing protocols, and third-party oversight.
Join ACA and SnippetSentry as we explore global communication capture strategies to reduce compliance risks and enhance your compliance program.
Join our experienced ACA Wealth experts who will discuss an investment adviser’s obligations for the annual compliance review required under Rule 206(4)-7.