Cybersecurity and Risk Insights and Alerts
Cyber risks and threats continue to evolve, and firms are under pressure to meet SEC and FCA expectations for operational resilience as well as their own internal and client expectations for cybersecurity and privacy. Stay current on the latest cybersecurity, privacy, and risk threat and regulatory alerts, and build your cybersecurity and privacy knowledge with insights from our cybersecurity and technology risk experts.
ACA Aponix Cybersecurity Checklist
Cyber alerts and insights
SEC Proposes Rule to Limit Conflicts of Interest in AI-Based Investor Engagement Tools
The SEC proposed two new rules to put guardrails around the use of predictive data analytics by broker-dealers and investment advisers. The goal is to limit the use of technology in ways that favor financial firms’ interests.
- Compliance
- Cybersecurity
- Privacy
Myths About Cybersecurity Portfolio Oversight: Myth #3
In part 3 of our series we tackle the myth that "investors don’t care and/or are satisfied with our current approach to cybersecurity."
- Cybersecurity Resources
- Cybersecurity
- Portfolio Company Risk Management
Merger and Acquisition Platform Datasite Named as a Victim of MOVEit Breach
Datasite, which provides a data sharing platform and encrypted data rooms for potential merger and acquisition partners, is the latest victim of the MOVEit Breach.
- Cybersecurity
Myths About Cybersecurity Portfolio Oversight: Myth #2
Cyber threats are on the rise, making robust cybersecurity oversight essential for protecting investments. We debunk a common myth about portfolio oversight.
- Cybersecurity Resources
- Cybersecurity
- Portfolio Company Risk Management
Fortinet releases security advisory for critical heap-based overflow vulnerability
Fortinet's June 12th advisory warns of a critical vulnerability (CVE-2023-27997) rated 9.8/10 by NIST. FortiOS and FortiProxy SSL-VPN users are at risk of system access by hackers.
- Cybersecurity
Myths About Cybersecurity Portfolio Oversight: Myth #1
Cyber threats are on the rise, making robust cybersecurity oversight essential for protecting investments. We debunk a common myth about portfolio oversight.
- Cybersecurity Resources
- Cybersecurity
- Portfolio Company Risk Management