Cybersecurity and Risk Insights and Alerts
Cyber risks and threats continue to evolve, and firms are under pressure to meet SEC and FCA expectations for operational resilience as well as their own internal and client expectations for cybersecurity and privacy. Stay current on the latest cybersecurity, privacy, and risk threat and regulatory alerts, and build your cybersecurity and privacy knowledge with insights from our cybersecurity and technology risk experts.
ACA Aponix Cybersecurity Checklist
Cyber alerts and insights
Checklist: How to Ensure Compliance with Financial Sanctions Obligations
Responding to the Russia-Ukraine conflict, the UK Government has imposed sanctions on Russia. FCA-regulated firms are obligated to implement systems and controls to prevent financial crime. With the authorities increasing their focus on financial sanctions, download our checklist to be sure you are considering key tasks.
- Compliance
- Cybersecurity
- Managed Services
- FCA
- ComplianceAlpha
SEC Maintains Information Security and Operational Resilience Focus in 2022
The SEC Division of Examinations released their annual Exam Priorities for the fiscal year (FY) 2022 and has highlighted information security and operational resiliency as significant focus areas for examinations.
- Cybersecurity
- Cybersecurity Resources
Operational Resilience in Focus, Part One: What is Operational Resilience?
In the first part of our Operational Resiliency Series, we dissect what exactly is operational resiliency, what are its domains, the foundational components, the benefits of operational resiliency and how it's different from business continuity planning.
- Cybersecurity
- Cybersecurity Resources
Keynote Panel Announced for ACA's 2022 Annual Conference
Join us for a virtual conference for firms with a U.S. presence. We’ll explore hot topics in compliance, performance, cyber, ESG, and RegTech.
- Compliance
- RegTech
- ESG
- Cybersecurity
Preliminary Investigation Finds No Evidence of Okta Breach
Screenshots and images of Okta's internal systems were circulated online early March 22nd by the hacking group LAPSUS$.
- Cybersecurity
- Cybersecurity Resources
Cybersecurity And the Workplace: Part 2
Cybersecurity implications surrounding the Great Resignation. This blog post is the second in a series that aims to breakdown the cybersecurity implications of current trends in the workplace.
- Cybersecurity
- Cybersecurity Resources